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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-17 |
| CA | RA | APPROVED | 2019-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Union City | CA | 06/2016 | 12/2017 |
| Jpmorgan Securities Llc | Fremont | CA | 12/2017 | 07/2019 |
| Jpmorgan Chase Bank Na | Fremont | CA | 12/2017 | 07/2019 |
| Morgan Stanley | Palo Alto | CA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-22 |
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