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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-20
NJ RA APPROVED 2020-11-04
  • CA RA
    APPROVED
    Since 2021-05-20
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kidz Create Music Laguna Niguel CA 08/2019 12/2019
Ubs Financial Services Century City CA 09/2019 12/2019
Ubs Financial Services Inc. Weehawken NJ 01/2020 Present
Chapman University Orange CA 06/2016 07/2019
  • 08/2019 → 12/2019
    Kidz Create Music
    Laguna Niguel, CA
  • 09/2019 → 12/2019
    Ubs Financial Services
    Century City, CA
  • 01/2020 → Present
    Weehawken, NJ
  • 06/2016 → 07/2019
    Chapman University
    Orange, CA
Other Businesses

1) Self Employed/ 1575 Harbor Blvd, Apt 3413/Weehawken/ NJ 07086/Teaching piano lessons and marketing my piano lessons in my apartment building./ Start Date 12/21/2020 2) Dog Pwr, Los Angeles CA United States-90034, Charity, To save shelter dogs and find them forever homes through the process of adoption, Member of Board of directorsI will be part of the board of directors steering the leadership and goals of the non-profit. I will also help the non-profit with the operational and financial strategizing to save as many dogs as possible, start date-10/7/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-02
  • S66 Uniform Combined State Law Examination
    2020-11-02

View on SEC IAPD

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