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Charles Daniel Raube

Cetera Investment Advisers LLC

Franklin, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-05-08
TX RA APPROVED 2019-05-06
  • TN RA
    APPROVED
    Since 2019-05-08
  • TX RA
    APPROVED
    Since 2019-05-06

Branch Locations

510 Bancroft Way, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 01/2006 05/2019
Cetera Investment Services Llc Saint Cloud MN 05/2019 Present
Cetera Investment Advisors Llc Franklin TN 05/2019 Present
  • 01/2006 → 05/2019
    Securian Financial Services, Inc
    St Paul, MN
  • 05/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2019 → Present
    Cetera Investment Advisors Llc
    Franklin, TN
Previous Registrations
  • 2006-08-14 → 2019-05-09
    Securian Financial Services, Inc.
    Brentwood, TN
Other Businesses

1) JBC COMPANIES AND FINANCIAL IDENTITY ASSOCIATION, SALES OF FIXED INSURANCE THROUGH JBC COMPANIES AND FINANCIAL IDENTITY ADVISORS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-14
  • S66 Uniform Combined State Law Examination
    2006-06-14
Designations
Other Names
  • Danny Raube
  • Charles Danny Raube

View on SEC IAPD

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CASH TUNSTALL
JEFFERY BRADFORD BOWLIN
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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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