John Jones

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-14
TX	RA	APPROVED	2024-06-14

NY RA
APPROVED

Since 2024-06-14
TX RA
APPROVED

Since 2024-06-14

Branch Locations

Tulsa, OK • United States

4228 N Central Expy. Suite 220, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	06/2017	05/2018
Moab Development	Jenks	OK	06/2013	06/2017
University Of Alabama	Tuscaloosa	AL	08/2013	05/2017
Jones Retirement Plan Advisers	Tulsa	OK	06/2018	Present
Cambridge Investment Research, Inc.	Fairfield	IA	03/2019	01/2023
Securities America, Inc.	Dallas	TX	01/2023	06/2024
Securities America Advisors, Inc.	Dallas	TX	01/2023	06/2024
Osaic Wealth, Inc.	Dallas	TX	06/2024	Present
Osaic Wealth, Inc.	Dallas	TX	06/2024	Present

06/2017 → 05/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
06/2013 → 06/2017

Moab Development

Jenks, OK
08/2013 → 05/2017

University Of Alabama

Tuscaloosa, AL
06/2018 → Present

Jones Retirement Plan Advisers

Tulsa, OK
03/2019 → 01/2023

Cambridge Investment Research, Inc.

Fairfield, IA
01/2023 → 06/2024

Securities America, Inc.

Dallas, TX
01/2023 → 06/2024

Securities America Advisors, Inc.

Dallas, TX
06/2024 → Present

Osaic Wealth, Inc.

Dallas, TX
06/2024 → Present

Osaic Wealth, Inc.

Dallas, TX

Previous Registrations

2023-01-30 → 2024-06-14

Securities America Advisors, Inc.

Dallas, TX

Boston, MA

Boston, MA

New York, NY
2019-04-01 → 2023-02-03

Cambridge Investment Research Advisors, Inc.

Tulsa, OK

Boston, MA
2017-10-20 → 2018-05-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Other Businesses

1. ADVISORY SAA POSITION: Advisory NATURE: Advisory SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2023 ADDRESS: 4131 N CENTRAL EXPRESSWAY SUITE 900 DALLAS, TX 75204 DESCRIPTION: Advisory 2. INSURANCE POSITION: Insurance NATURE: Insurance401(k) plans - explained later potentially life insurance - none yet INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2023 ADDRESS: 4131 N CENTRAL EXPRESSWAY SUITE 900 DALLAS, TX 75204 DESCRIPTION: Insurance 3. DBA - Scissortail Executive Advisors 4. SCISSORTAIL EXECUTIVE ADVISORS, LLC POSITION: President NATURE: LLC taxed an S Corp, Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/30/2023 ADDRESS: 6120 S Yale Ave, Suite 900, Tulsa OK 74136, United States DESCRIPTION: This is the business that I run. This is my DBA that I run our insurance business through, as well as marketing for securities business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-18

S66 Uniform Combined State Law Examination

2017-10-18

Other Names

John B Jones

View on SEC IAPD