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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-10-29 |
| LA | RA | APPROVED | 2019-06-17 |
| TX | RA | APPROVED | 2019-06-17 |
Branch Locations
636 Carondelet, New Orleans, LA 70130 • United States
Cleveland, OH • United States
Cleveland, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | New Orleans | LA | 09/2016 | 06/2019 |
| Bat-A-Rama | Maple Heights | OH | 06/2012 | 11/2017 |
| Bank Of America, N.A. | New Orleans | LA | 08/2017 | 06/2019 |
| Raymond James Financial Services, Inc | New Orleans | LA | 06/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | New Orleans | LA | 06/2019 | Present |
(1)Name of Business: Henderson Hutter Group Address: 636 Carondelet Street, New Orleans, LA, 70130, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Analyst (2)Name of Business: Joey AI Address: 1551 Prospect Ave, Rocky River, OH, 44116, United States Activity Type: Part-Time Activity/Employment Position/Title: Consulting Investment Related: No Start Date: 07/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: helping an healthcare AI company with financial analysis and financial statement forecasting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-15 |
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