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Kevin James Griffin

Griffin Financial Advisors, LLC

St. John, IN

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Current Employers
Griffin Financial Advisors, Llc

St. John, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-13
TX RA APPROVED_RES 2025-02-06
WI RA APPROVED 2021-09-27
IL RA APPROVED 2016-06-08
  • IN RA
    APPROVED
    Since 2025-03-13
  • TX RA
    APPROVED_RES
    Since 2025-02-06
  • WI RA
    APPROVED
    Since 2021-09-27
  • IL RA
    APPROVED
    Since 2016-06-08

Branch Locations

St. John, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffin Financial Advisors, Llc Chicago IL 07/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-28
  • S65 Uniform Investment Adviser Law Examination
    2016-05-28
Designations
Other Names
  • Kevin James Griffin

View on SEC IAPD

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