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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-19
  • LA RA
    APPROVED
    Since 2025-09-19

Branch Locations

4041 Essen Lane, Suite 400, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2016 09/2025
Northwestern Mutual Investment Services Llc Honolulu HI 11/2016 03/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2017 09/2025
Northwestern Mutual Investment Services, Llc Baton Rouge LA 03/2020 09/2025
Gallagher Fiduciary Advisors, Llc Baton Rouge LA 09/2025 Present
Osaic Wealth Scottsdale AZ 09/2025 Present
  • 06/2016 → 09/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2016 → 03/2020
    Northwestern Mutual Investment Services Llc
    Honolulu, HI
  • 12/2017 → 09/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2020 → 09/2025
    Northwestern Mutual Investment Services, Llc
    Baton Rouge, LA
  • 09/2025 → Present
    Baton Rouge, LA
  • 09/2025 → Present
    Osaic Wealth
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-17
S63 Uniform Securities Agent State Law Examination 2017-03-09
  • S65 Uniform Investment Adviser Law Examination
    2025-09-17
  • S63 Uniform Securities Agent State Law Examination
    2017-03-09
Other Names
  • Rex Jugueta

View on SEC IAPD

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