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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-19 |
Branch Locations
4041 Essen Lane, Suite 400, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2016 | 09/2025 |
| Northwestern Mutual Investment Services Llc | Honolulu | HI | 11/2016 | 03/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2017 | 09/2025 |
| Northwestern Mutual Investment Services, Llc | Baton Rouge | LA | 03/2020 | 09/2025 |
| Gallagher Fiduciary Advisors, Llc | Baton Rouge | LA | 09/2025 | Present |
| Osaic Wealth | Scottsdale | AZ | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-09 |
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