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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Tulsa | OK | 06/2016 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: FINANCIAL ADVISOR NETWORK, LLC; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; FINANCIAL SERVICES/DBA; INVESTMENT ADVISOR; 10/1/2016; 120; 120; SALES AND SERVICE OF INVESMENT SECURITIES PRODUCTS| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/22/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 3) NAME OF ENTITY: Insurance Advisor Network; No; 4755 E. 91st Street Suite B; Tulsa; OK; 74137; Fixed Insurance; Insurance Producer; 5/20/2019; 1; 1; Property and casualty insurance agent| 4) NAME OF ENTITY: Dennis Davis; Yes; 4755 E. 91st Street Suite B; Tulsa; OK; 74137; Financial Services; Administrative Representative; 6/19/2020; 10; 5; Provide Admin duties Preparing and updating financial plans, updating asset allocation plans, Preparing 401k reports| 5) NAME OF OTHER BUSINESS: HAHN WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-11 |
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