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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OK RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

4755 E 91St Street Ste B, Tulsa, OK 74137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Tulsa OK 06/2016 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2016 → 06/2021
    Voya Financial Advisors
    Tulsa, OK
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: FINANCIAL ADVISOR NETWORK, LLC; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; FINANCIAL SERVICES/DBA; INVESTMENT ADVISOR; 10/1/2016; 120; 120; SALES AND SERVICE OF INVESMENT SECURITIES PRODUCTS| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4755 E 91ST ST STE B; TULSA; OK; 74137; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/22/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| 3) NAME OF ENTITY: Insurance Advisor Network; No; 4755 E. 91st Street Suite B; Tulsa; OK; 74137; Fixed Insurance; Insurance Producer; 5/20/2019; 1; 1; Property and casualty insurance agent| 4) NAME OF ENTITY: Dennis Davis; Yes; 4755 E. 91st Street Suite B; Tulsa; OK; 74137; Financial Services; Administrative Representative; 6/19/2020; 10; 5; Provide Admin duties Preparing and updating financial plans, updating asset allocation plans, Preparing 401k reports| 5) NAME OF OTHER BUSINESS: HAHN WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-11
  • S66 Uniform Combined State Law Examination
    2016-08-11

View on SEC IAPD

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