Nicholas Liucci

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-01
CT	RA	APPROVED	2019-09-09

TX RA
APPROVED

Since 2020-04-01
CT RA
APPROVED

Since 2019-09-09

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Westport	CT	05/2018	Present
Konica Minolta	Windsor	CT	10/2017	04/2018
Unemployed	Enfield	CT	05/2017	10/2017
Uconn	Storrs	CT	08/2013	05/2017

05/2018 → Present

Morgan Stanley

Westport, CT
10/2017 → 04/2018

Konica Minolta

Windsor, CT
05/2017 → 10/2017

Unemployed

Enfield, CT
08/2013 → 05/2017

Uconn

Storrs, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-09

S66 Uniform Combined State Law Examination

2019-09-09

View on SEC IAPD

Other Firms

DIVYDE CAPITAL PARTNERS L.P.

EQUITABLE ADVISORS, LLC

LPL FINANCIAL LLC

SENECA WEALTH ADVISORS, LLC

PARK AVENUE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JOHN WILLIAM HILL

KYLE JOSEPH BIRMINGHAM

Prashant A Joshi

ALEXANDRA EMMA LYON

STEPHANIE MARIE FRANCHINI

Karl Christian Mergenthaler

MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT

DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT

EQUITABLE ADVISORS, LLC · WESTPORT, CT

LPL FINANCIAL LLC · WESTPORT, CT

LPL FINANCIAL LLC · WESTPORT, CT

SENECA WEALTH ADVISORS, LLC · WESTPORT, CT

PARK AVENUE SECURITIES LLC · WESTPORT, CT

WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

More in Westport, CT

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