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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-10 |
| IA | RA | APPROVED | 2026-03-09 |
Branch Locations
1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Dubuque | IA | 10/2012 | 05/2021 |
| Prudential Investment Management Services, Llc | Newark | NJ | 06/2016 | 11/2017 |
| Prudential Investment Management Services Llc | Dubuque | IA | 12/2018 | 05/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 05/2021 | 09/2022 |
| Morgan Stanley | West Des Moines | IA | 01/2025 | Present |
| A. H. Susanin Llc | Des Moines | IA | 09/2022 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-11 |
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