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Kristopher Ho

Equitable Advisors, LLC

San Francisco, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-09
CA RA APPROVED 2020-01-24
  • TX RA
    APPROVED
    Since 2021-03-09
  • CA RA
    APPROVED
    Since 2020-01-24

Branch Locations

275 Battery Street Suite 700, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California, Riverside Riverside CA 09/2012 12/2016
Unemployed Daly City CA 12/2016 07/2017
Axa-Advisors, Llc New York NY 07/2017 06/2020
Equitable Advisors, Llc New York NY 07/2017 Present
  • 09/2012 → 12/2016
    University Of California, Riverside
    Riverside, CA
  • 12/2016 → 07/2017
    Unemployed
    Daly City, CA
  • 07/2017 → 06/2020
    Axa-Advisors, Llc
    New York, NY
  • 07/2017 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1. Outside Fixed Business 2. Board Member, Wah Mei School, San Francisco, CA 94122. Appx. two hours per month, no comp, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-22
S63 Uniform Securities Agent State Law Examination 2017-09-01
  • S66 Uniform Combined State Law Examination
    2020-01-22
  • S63 Uniform Securities Agent State Law Examination
    2017-09-01

View on SEC IAPD

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Other Investors

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JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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