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Brandon Michael Luckwaldt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-03
CA RA APPROVED 2018-10-15
  • TX RA
    APPROVED
    Since 2019-07-03
  • CA RA
    APPROVED
    Since 2018-10-15

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 06/2018 Present
Pepperdine University Malibu CA 08/2014 04/2018
Axa Advisors Equitable Century City CA 09/2016 02/2017
Midwest Financial Partners Century City CA 04/2017 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 06/2017 08/2017
Bank Of America, N.A. La Jolla CA 06/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Brandon M Luckwaldt
  • Brandon Luckwaldt

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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