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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-12 |
| MD | RA | APPROVED | 2026-03-12 |
| NY | RA | APPROVED | 2026-03-11 |
| OH | RA | APPROVED | 2026-03-11 |
| TX | RA | APPROVED_RES | 2026-03-11 |
Branch Locations
24500 Chagrin Blvd. Suite 200, Beachwood, OH 44122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Lakewood | OH | 05/2006 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Cleveland | OH | 07/2017 | 11/2017 |
| Northwestern Mutual Investment Services, Llc | Cleveland | OH | 05/2018 | 07/2018 |
| Northwestern Mutual Investment Services Llc | Cleveland | OH | 01/2019 | 05/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2019 | 05/2022 |
| Guardian Life Insurance Company | Beachwood | OH | 05/2022 | 11/2022 |
| Park Avenue Securities | Beachwood | OH | 05/2022 | 11/2022 |
| Guardian Life Insurance Company | Independence | OH | 11/2022 | 07/2026 |
| Park Avenue Securities | Independence | OH | 11/2022 | 07/2026 |
| Guardian Life Insurance Company | Beachwood | OH | 07/2026 | Present |
| Park Avenue Securities | Beachwood | OH | 07/2026 | Present |
1) Insurance Products other than Guardian, Start Date: 10/31/2023, Address: 7100 E Pleasant Valley Rd Suite 350 Independence, OH 44131, 5 total hours per month; 5 during securities trading hours, Investment Related, Less than 10% Annual Compensation, 2) AlphaPath Financial, Start Date: 5/1/2024, Address: 7100 E. Pleasant Valley Rd., Ste. 350, Independence, OH 44131, 20 total hours per month; 5 during securities trading hours, Investment related, No annual compensation, 3) St. Edward Alumni Association, Start Date: 1/1/2025, Address: 13500 Detroit, Ave., Lakewood, OH 44107, 4 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-15 |
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