Aaron Wargo

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-02

FL RA
APPROVED

Since 2023-06-02

Branch Locations

Tampa, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Richfield	OH	10/2018	08/2019
Jimmy John's	Tampa	FL	03/2018	08/2018
Davita Medical Group	Tampa	FL	12/2017	03/2018
University Of Cincinnati	Cincinnati	OH	11/2016	12/2017
Unemployed	Westlake	OH	08/2016	11/2016
Lincoln Financial Group	Westlake	OH	06/2016	09/2016
Lincoln Financial Services	Westlake	OH	05/2017	08/2017
Robert W Baid	Tampa	FL	08/2019	10/2020
E*Trade Securities Llc	Temple Terrace	FL	10/2020	04/2023
E*Trade Capital Management Llc	Temple Terrace	FL	10/2020	04/2023
Morgan Stanley	Temple Terrace	FL	01/2023	04/2023
Empower Financial Services, Inc	Greenwood Village	CO	04/2023	Present
Empower Advisory Group, Llc	Greenwood Village	CO	04/2023	Present

10/2018 → 08/2019

Charles Schwab & Co., Inc.

Richfield, OH
03/2018 → 08/2018

Jimmy John's

Tampa, FL
12/2017 → 03/2018

Davita Medical Group

Tampa, FL
11/2016 → 12/2017

University Of Cincinnati

Cincinnati, OH
08/2016 → 11/2016

Unemployed

Westlake, OH
06/2016 → 09/2016

Lincoln Financial Group

Westlake, OH
05/2017 → 08/2017

Lincoln Financial Services

Westlake, OH
08/2019 → 10/2020

Robert W Baid

Tampa, FL
10/2020 → 04/2023

E*Trade Securities Llc

Temple Terrace, FL
10/2020 → 04/2023

E*Trade Capital Management Llc

Temple Terrace, FL
01/2023 → 04/2023

Morgan Stanley

Temple Terrace, FL
04/2023 → Present

Empower Financial Services, Inc

Greenwood Village, CO
04/2023 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Previous Registrations

2020-11-09 → 2023-05-05

Harrisdirect Llc

Tampa, FL

Arlington, VA

Temple Terrace, FL
2019-08-27 → 2020-11-03

Robert W. Baird & Co. Incorporated

Tampa, FL
2019-06-10 → 2019-08-13

Charles Schwab & Co., Inc.

Richfield, OH

Other Businesses

1. Aaron M. Wargo Stretching & Yoga 2. Investment Related: No 3. (Personal Address) 4. Yoga 5. Owner 6. 08/01/2018 7. Hours devoted to business: 20 8. Hours devoted during Securities business: 0 9. Personalized stretching and yoga for professional athletes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-09

S66 Uniform Combined State Law Examination

2019-06-09

Other Names

Aaron Matthew Wargo
Aaron Wargo
Aaron M Wargo

View on SEC IAPD