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Timothy Arthur Dempsey

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-12-07
  • OH RA
    APPROVED
    Since 2023-12-07

Branch Locations

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mgo Inc. Beachwood OH 06/2016 05/2021
Mai Capital Management. Llc Cleveland OH 06/2021 Present
John Carroll University University Heights OH 08/2014 05/2018
  • 06/2016 → 05/2021
    Mgo Inc.
    Beachwood, OH
  • 06/2021 → Present
    Mai Capital Management. Llc
    Cleveland, OH
  • 08/2014 → 05/2018
    John Carroll University
    University Heights, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
  • S66 Uniform Combined State Law Examination
    2019-02-13
Designations

View on SEC IAPD

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