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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2025-09-05
  • AK RA
    APPROVED
    Since 2025-09-05

Branch Locations

205 E. Benson Blvd Suite 122, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Anchorage AK 06/2016 09/2025
Alaska Traveler Rv Rentals Anchorage AK 03/2013 05/2017
Avantax Advisory Services Anchorage AK 02/2017 09/2025
Avantax Insurance Agency, Llc Anchorage AK 09/2018 09/2025
Vicki Thompson, Ea Llc Dba Alaskan Ascent Financial Group Anchorage AK 10/2016 Present
Cetera Wealth Services, Llc Anchorage AK 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2016 → 09/2025
    Avantax Investment Services, Inc.
    Anchorage, AK
  • 03/2013 → 05/2017
    Alaska Traveler Rv Rentals
    Anchorage, AK
  • 02/2017 → 09/2025
    Avantax Advisory Services
    Anchorage, AK
  • 09/2018 → 09/2025
    Avantax Insurance Agency, Llc
    Anchorage, AK
  • 10/2016 → Present
    Vicki Thompson, Ea Llc Dba Alaskan Ascent Financial Group
    Anchorage, AK
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Anchorage, AK
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-02-21 → 2025-09-05
    Avantax Advisory Services
    Anchorage, AK
Other Businesses

1) VICKI THOMPSON, EA LLC DBA ALASKAN ASCENT FINANCIAL GROUP POSITION: Owner/Sole Proprietor NATURE: Tax Preparation for individuals, business and rental owners. Tax Strategy Consultant. Tax Consultation. Tax Resolution. Payroll Taxes. Financial Services as Financial Advisor and Investment Representative. Health and Life Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 10/06/2016 ADDRESS: 205 E. Benson Blvd , Suite 122, Anchorage AK 99503, United States DESCRIPTION: Operate all aspects of business to include tax services, advisory, investments and insurance as licensed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-14
S63 Uniform Securities Agent State Law Examination 2016-08-24
  • S65 Uniform Investment Adviser Law Examination
    2016-12-14
  • S63 Uniform Securities Agent State Law Examination
    2016-08-24

View on SEC IAPD

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