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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-10 |
Branch Locations
10 W. Illinois Street 120, St. Charles, IL 60174 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highpoint Advisor Group, Llc Dba Onpath Financial | Charles | IL | 06/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2016 | 03/2019 |
| The Pro's Closet | Louisville | CO | 04/2019 | 01/2021 |
| Fidelity Investments | Greenwood Village | CO | 01/2021 | 09/2021 |
| Landon Management Services | Tucson | AZ | 09/2021 | 04/2023 |
| Sagepoint Financial, Inc. | Tucson | AZ | 05/2023 | 09/2023 |
| Osaic Wealth, Inc. | Tucson | AZ | 09/2023 | 06/2025 |
| The Ameriflex Group | Las Vegas | NV | 01/2024 | 05/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | 05/2026 |
| Lpl Financial Llc | St. Charles | IL | 05/2026 | Present |
1) Mr. Baker is dually registered with LPL Financial LLC (“LPL Financial”) and HighPoint Advisor Group, LLC ("HPAG"). Mr. Baker has served as an investment advisor representative for HPAG and as a registered representative for LPL Financial since June 2026. Business is conducted from St. Charles, IL, 60174. Approximately 80% of Mr. Baker’s time is for services as a registered representative and the balance as an investment advisor representative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-12 |
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