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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-10
  • IL RA
    APPROVED
    Since 2026-06-10

Branch Locations

10 W. Illinois Street 120, St. Charles, IL 60174 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highpoint Advisor Group, Llc Dba Onpath Financial Charles IL 06/2026 Present
The Vanguard Group, Inc. Scottsdale AZ 06/2016 03/2019
The Pro's Closet Louisville CO 04/2019 01/2021
Fidelity Investments Greenwood Village CO 01/2021 09/2021
Landon Management Services Tucson AZ 09/2021 04/2023
Sagepoint Financial, Inc. Tucson AZ 05/2023 09/2023
Osaic Wealth, Inc. Tucson AZ 09/2023 06/2025
The Ameriflex Group Las Vegas NV 01/2024 05/2026
Cambridge Investment Research, Inc. Fairfield IA 06/2025 05/2026
Lpl Financial Llc St. Charles IL 05/2026 Present
  • 06/2026 → Present
    Highpoint Advisor Group, Llc Dba Onpath Financial
    Charles, IL
  • 06/2016 → 03/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2019 → 01/2021
    The Pro's Closet
    Louisville, CO
  • 01/2021 → 09/2021
    Fidelity Investments
    Greenwood Village, CO
  • 09/2021 → 04/2023
    Landon Management Services
    Tucson, AZ
  • 05/2023 → 09/2023
    Sagepoint Financial, Inc.
    Tucson, AZ
  • 09/2023 → 06/2025
    Osaic Wealth, Inc.
    Tucson, AZ
  • 01/2024 → 05/2026
    Las Vegas, NV
  • 06/2025 → 05/2026
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2026 → Present
    Lpl Financial Llc
    St. Charles, IL
Previous Registrations
Other Businesses

1) Mr. Baker is dually registered with LPL Financial LLC (“LPL Financial”) and HighPoint Advisor Group, LLC ("HPAG"). Mr. Baker has served as an investment advisor representative for HPAG and as a registered representative for LPL Financial since June 2026. Business is conducted from St. Charles, IL, 60174. Approximately 80% of Mr. Baker’s time is for services as a registered representative and the balance as an investment advisor representative.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-14
S63 Uniform Securities Agent State Law Examination 2016-07-12
  • S65 Uniform Investment Adviser Law Examination
    2023-08-14
  • S63 Uniform Securities Agent State Law Examination
    2016-07-12
Other Names
  • Davis Baker
  • Davis Marshall Baker
  • Davis M Baker

View on SEC IAPD

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