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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-05
VA RA APPROVED 2016-12-08
  • TX RA
    APPROVED
    Since 2017-01-05
  • VA RA
    APPROVED
    Since 2016-12-08

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Richmond VA 06/2016 Present
Other Businesses

(1) NAME OF ENTITY: Blue Star Families of Richmond - VA 2 ADDRESS: PO box 70643 Richmond VA 23255 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Sep 01, 2026 CAPACITY: Officer DUTIES: Mission is to provide support to one another and our military through a variety of service projects such as care packages to our deployed and volunteering at local events to raise awareness of the needs of our military and veterans. HOURS DEVOTED PER MONTH: 2-5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-08
  • S66 Uniform Combined State Law Examination
    2016-12-08

View on SEC IAPD

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