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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 08/2016 | 03/2023 |
| Tiaa | Denver | CO | 08/2016 | 03/2023 |
| Fidelity Investments | Seattle | WA | 09/2023 | Present |
| Unemployed | Seattle | WA | 03/2023 | 09/2023 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-08 |
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