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11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-11-07 |
Branch Locations
136 Rt. 101-A, Amherst, NH 03031-2209 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
183 State Street 3Rd Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quadrant Financial Services Llc | Boston | MA | 06/2016 | Present |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 06/2016 | Present |
1. R.A. Hall & Co, CPAs. LLC. Non-Investment related. Start Date 06/01/2016. CPA/ Tax Preparation / Accounting. Employee. Clerical work, answer phones, collect mail. 32 Total hrs/mo . 32hrs during securities trading hours. 2. Quadrant Financial Services, LLC. DBA. Investment related. Employee. Start Date 06/01/2016. Clerical work, make trades in accounts, contact clients, run reports, review reports. 140 Total hrs/mo . 140hrs during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-12 |
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