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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-07
  • MA RA
    APPROVED
    Since 2023-11-07

Branch Locations

136 Rt. 101-A, Amherst, NH 03031-2209 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

183 State Street 3Rd Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quadrant Financial Services Llc Boston MA 06/2016 Present
Money Concepts Capital Corp. Palm Beach Gardens FL 06/2016 Present
Other Businesses

1. R.A. Hall & Co, CPAs. LLC. Non-Investment related. Start Date 06/01/2016. CPA/ Tax Preparation / Accounting. Employee. Clerical work, answer phones, collect mail. 32 Total hrs/mo . 32hrs during securities trading hours. 2. Quadrant Financial Services, LLC. DBA. Investment related. Employee. Start Date 06/01/2016. Clerical work, make trades in accounts, contact clients, run reports, review reports. 140 Total hrs/mo . 140hrs during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12

View on SEC IAPD

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