Thomas Kellerman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-08-01
NJ	RA	APPROVED	2019-07-19

TX RA
APPROVED

Since 2019-08-01
NJ RA
APPROVED

Since 2019-07-19

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Black River Wealth Management	Morristown	NJ	09/2017	02/2018
Muhlenberg College	Allentown	PA	08/2013	07/2017
Newbridge Securities Corporation	Morristown	NJ	09/2017	02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	04/2018	Present
Unemployed	Hillsborough	NJ	02/2018	03/2018
Bank Of America, N.A.	Pennington	NJ	08/2019	Present

09/2017 → 02/2018

Black River Wealth Management

Morristown, NJ
08/2013 → 07/2017

Muhlenberg College

Allentown, PA
09/2017 → 02/2018

Newbridge Securities Corporation

Morristown, NJ
04/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
02/2018 → 03/2018

Unemployed

Hillsborough, NJ
08/2019 → Present

Bank Of America, N.A.

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-18
S63	Uniform Securities Agent State Law Examination	2017-10-24

S66 Uniform Combined State Law Examination

2019-07-18
S63 Uniform Securities Agent State Law Examination

2017-10-24

Other Names

Thomas Scott Kellerman
Tom Kellerman

View on SEC IAPD

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