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Andrew Surace

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-27
NY RA APPROVED 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2026-07-27
  • NY RA
    APPROVED
    Since 2022-10-11

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2016 04/2018
Axa Advisors New York NY 06/2016 04/2018
J.P. Morgan Securities, Llc Little Neck NY 05/2018 08/2022
Jpmorgan Chase Bank, N.A. Little Neck NY 05/2018 08/2022
Morgan Stanley Garden City NY 10/2022 Present
  • 06/2016 → 04/2018
    Axa Advisors, Llc
    New York, NY
  • 06/2016 → 04/2018
    Axa Advisors
    New York, NY
  • 05/2018 → 08/2022
    J.P. Morgan Securities, Llc
    Little Neck, NY
  • 05/2018 → 08/2022
    Jpmorgan Chase Bank, N.A.
    Little Neck, NY
  • 10/2022 → Present
    Morgan Stanley
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10
Other Names
  • Andrew Surace
  • Andrew W Surace
  • Andrew William Surace

View on SEC IAPD

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