Best Investors
Account
Sign in
Best Investors
Account
Sign in
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-23 |
| CA | RA | APPROVED | 2021-08-24 |
Branch Locations
Redondo Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 05/2016 | 05/2017 |
| Bank Of America, N.A. | Century City | CA | 05/2017 | 05/2021 |
| Citigroup | Los Angeles | CA | 07/2021 | Present |
Approved Activity: Rental Property EDONDO BEACH, CALIFORNIA Is the outside business investment-related, per the definition given below? YES//What is the date the rental/real estate affiliation started? 08/01/2025//What is your title (e.g., owner, landlord, partner, etc.)? Owner//What are your duties? (Be brief) Owner and operator of the Airbnb//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours 1-5
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-08-07 |
| S66 | Uniform Combined State Law Examination | 2016-08-31 |
Reach out to this advisor