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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-17 |
| MN | RA | APPROVED | 2025-03-24 |
| NY | RA | APPROVED | 2022-11-28 |
| TX | RA | APPROVED | 2022-11-28 |
Branch Locations
100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 05/2016 | 11/2022 |
| Bank Of America, N.A. | Buffalo | NY | 01/2017 | 11/2022 |
| Morgan Stanley | Tampa | FL | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2023 | Present |
*644862 - Rental Property; Investment related: Yes; Williamsville, New York; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 5; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-25 |
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