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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-26
NY RA APPROVED 2025-07-26
  • CA RA
    APPROVED
    Since 2025-07-26
  • NY RA
    APPROVED
    Since 2025-07-26

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Los Angeles CA 08/2016 Present
Hsbc Securities (Usa) Inc. Los Angeles CA 08/2016 Present
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-25
S63 Uniform Securities Agent State Law Examination 2016-06-29
  • S66 Uniform Combined State Law Examination
    2025-07-25
  • S63 Uniform Securities Agent State Law Examination
    2016-06-29

View on SEC IAPD

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