Oscar Rene Salgado

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-06-17

MD RA
APPROVED

Since 2022-06-17

Branch Locations

6116 Executive Blvd Ste 410, Rockville, MD 20874 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Germantown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T Rowe Price	Owings Mills	MD	05/2016	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	07/2017	03/2018
Roy's Restaurant	Baltimore	MD	05/2017	12/2017
Bank Of America, N.A.	Hunt Valley	MD	10/2017	04/2018
Advisorshares Investments, Llc	Bethesda	MD	05/2018	10/2018
Foreside Fund Services, Llc	Bethesda	MD	05/2018	10/2018
Unemployed	Germantown	MD	10/2018	02/2019
Morgan Stanley	Rockville	MD	02/2019	09/2021
Morgan Stanley Private Bank, N.A	New York	NY	02/2019	09/2021
Fidelity Investments	Baltimore	MD	09/2021	04/2022
Unemployed	Germantown	MD	04/2022	06/2022
Kestra Investment Services, Llc	Rockville	MD	06/2022	Present
Kestra Advisory Services, Llc	Rockville	MD	06/2022	Present

05/2016 → 06/2017

T Rowe Price

Owings Mills, MD
07/2017 → 03/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
05/2017 → 12/2017

Roy's Restaurant

Baltimore, MD
10/2017 → 04/2018

Bank Of America, N.A.

Hunt Valley, MD
05/2018 → 10/2018

Advisorshares Investments, Llc

Bethesda, MD
05/2018 → 10/2018

Foreside Fund Services, Llc

Bethesda, MD
10/2018 → 02/2019

Unemployed

Germantown, MD
02/2019 → 09/2021

Morgan Stanley

Rockville, MD
02/2019 → 09/2021

Morgan Stanley Private Bank, N.A

New York, NY
09/2021 → 04/2022

Fidelity Investments

Baltimore, MD
04/2022 → 06/2022

Unemployed

Germantown, MD
06/2022 → Present

Kestra Investment Services, Llc

Rockville, MD
06/2022 → Present

Kestra Advisory Services, Llc

Rockville, MD

Previous Registrations

2021-10-27 → 2022-05-08

Fidelity Personal And Workplace Advisors

Covington, KY
2019-02-19 → 2021-09-22

Morgan Stanley

Rockville, MD
2017-10-30 → 2018-03-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Other Businesses

Name: CURO PRIVATE WEALTH POSITION: Client Service Associate NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 06/13/2022 ADDRESS: 6116 Executive Blvd, Suite 410, Rockville MD 20852 DESCRIPTION: Manage client needs regarding service, trading, problem resolutions and processing issues. Manage inbound calls and emails generated by a book of clients and takes responsibility for proactive outreach to clients. Prepare report information for client meetings. Able to identify opportunities, issues and viable alternatives when traditional solutions do not apply. Ability to manage and prioritize multiple and competing priorities on a daily basis in pursuit of business objectives. Interfaces with broker-dealer or custodian to open new accounts, update account information.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-27
S63	Uniform Securities Agent State Law Examination	2016-09-26

S66 Uniform Combined State Law Examination

2017-10-27
S63 Uniform Securities Agent State Law Examination

2016-09-26

Other Names

Oscar Rene Salgado
Oscar Salgado

View on SEC IAPD