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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-29
CA RA APPROVED 2023-06-28
  • AZ RA
    APPROVED
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-28

Branch Locations

12860 El Camino Real Floor 02, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. Milwaukee WI 07/2017 08/2020
Jpmorgan Chase Bank, N.A. Milwaukee WI 07/2017 08/2020
Robert W. Baird Milwaukee WI 05/2016 07/2017
Jpmorgan Chase Bank Na La Jolla CA 08/2020 Present
Jpmorgan Securities Llc La Jolla CA 08/2020 Present
  • 07/2017 → 08/2020
    Jpmorgan Securities Llc.
    Milwaukee, WI
  • 07/2017 → 08/2020
    Jpmorgan Chase Bank, N.A.
    Milwaukee, WI
  • 05/2016 → 07/2017
    Robert W. Baird
    Milwaukee, WI
  • 08/2020 → Present
    Jpmorgan Chase Bank Na
    La Jolla, CA
  • 08/2020 → Present
    Jpmorgan Securities Llc
    La Jolla, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-28
S63 Uniform Securities Agent State Law Examination 2017-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-06-28
  • S63 Uniform Securities Agent State Law Examination
    2017-09-28

View on SEC IAPD

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