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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-06
  • CA RA
    APPROVED
    Since 2022-05-06

Branch Locations

7750 El Caminio Real Ste. 2E, Carlsbad, CA 92009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2004 05/2022
Golden State Wealth Management Santa Ana CA 05/2022 Present
Lpl Financial Llc Carlsbad CA 05/2022 Present
  • 11/2004 → 05/2022
    St. Louis, MO
  • 05/2022 → Present
    Golden State Wealth Management
    Santa Ana, CA
  • 05/2022 → Present
    Lpl Financial Llc
    Carlsbad, CA
Previous Registrations
  • 2007-02-12 → 2022-05-06
    La Costa, CA
    Carlsbad, CA
    Carlsbad, CA
Other Businesses

1) 5/2022- Justin Peek- Non-Variable Insurance- Agent selling Life, LTC, Health- inv. related- 7750 El Camino Real Ste 2E Carlsbad CA 92009- start date 5/2022- 1hr/mth 2) 5/2022- Peek Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Carlsbad, CA 3) 05/10/2022 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/05/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 4) 05/10/2022 - Golden State Wealth Management, LLC - DBA: Peek Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 05/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5) 05/31/2022 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 05/05/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6) 03/27/2024 - Golden State Asset Management LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 1 Hour Per Month/ 0 Hours During Trading - I provide investment advisory services through Golden State Asset Management LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 1 hour per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 10/30/2024 - Synchronize - Non-Variable Insurance - Agent- Investment Related - At Reported Business Location(s) - Start Date 09/30/2024 - 2 Hours Per Month/ 0 Hours During Trading 8) 05/21/2025 - Tax Advantaged Protection Group - Inv. Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:04/30/2025 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-06
S63 Uniform Securities Agent State Law Examination 2005-02-04
  • S66 Uniform Combined State Law Examination
    2007-02-06
  • S63 Uniform Securities Agent State Law Examination
    2005-02-04
Designations
Other Names
  • Justin Peek

View on SEC IAPD

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