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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-06 |
Branch Locations
7750 El Caminio Real Ste. 2E, Carlsbad, CA 92009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 11/2004 | 05/2022 |
| Golden State Wealth Management | Santa Ana | CA | 05/2022 | Present |
| Lpl Financial Llc | Carlsbad | CA | 05/2022 | Present |
1) 5/2022- Justin Peek- Non-Variable Insurance- Agent selling Life, LTC, Health- inv. related- 7750 El Camino Real Ste 2E Carlsbad CA 92009- start date 5/2022- 1hr/mth 2) 5/2022- Peek Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Carlsbad, CA 3) 05/10/2022 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/05/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 4) 05/10/2022 - Golden State Wealth Management, LLC - DBA: Peek Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 05/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5) 05/31/2022 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 05/05/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6) 03/27/2024 - Golden State Asset Management LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/01/2024 - 1 Hour Per Month/ 0 Hours During Trading - I provide investment advisory services through Golden State Asset Management LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 1 hour per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 10/30/2024 - Synchronize - Non-Variable Insurance - Agent- Investment Related - At Reported Business Location(s) - Start Date 09/30/2024 - 2 Hours Per Month/ 0 Hours During Trading 8) 05/21/2025 - Tax Advantaged Protection Group - Inv. Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:04/30/2025 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-04 |
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