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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-01-18
  • VA RA
    APPROVED
    Since 2017-01-18

Branch Locations

733 Thimble Shoals Blvd Ste 170-109, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Newport News VA 06/2016 Present
Primerica Financial Services Newport News VA 03/2016 Present
  • 06/2016 → Present
    Newport News, VA
  • 03/2016 → Present
    Primerica Financial Services
    Newport News, VA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-08
S63 Uniform Securities Agent State Law Examination 2016-07-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-07-22
Other Names
  • Frank B Richardson
  • Frank B. Richardson

View on SEC IAPD

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