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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

715 Discovery Boulevard, Cedar Park, TX 78613 • United States

Leander, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Cedar Park TX 08/2016 Present
Thrivent Financial Appleton WI 08/2016 12/2016
Thrivent Financial Appleton WI 12/2016 Present
  • 08/2016 → Present
    Cedar Park, TX
  • 08/2016 → 12/2016
    Thrivent Financial
    Appleton, WI
  • 12/2016 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-30
  • S66 Uniform Combined State Law Examination
    2016-09-30

View on SEC IAPD

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