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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1919 Gallows Road Ste 600, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Egan Berger & Weiner Llc Vienna VA 06/2017 Present
Spire Investment Partners Reston VA 05/2016 01/2017
Virginia Tech Blacksburg VA 08/2016 05/2017
Voya Financial Advisors Vienna VA 07/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2017 → Present
    Egan Berger & Weiner Llc
    Vienna, VA
  • 05/2016 → 01/2017
    Spire Investment Partners
    Reston, VA
  • 08/2016 → 05/2017
    Virginia Tech
    Blacksburg, VA
  • 07/2017 → 06/2021
    Voya Financial Advisors
    Vienna, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY:EGAN, BERGER & WEINER, LLC; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FINANCIAL SERVICES/DBA; ASSOCIATE PLANNER; 6/14/2017; 160; 160; ASSISTING WITH PREPARATION AND UPKEEP OF CLIENT RECORDS| 2) NAME OF OTHER BUSINESS: PLANNING INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TEACHING SEMINARS; START DATE: 4/2025; POSITION/TITLE/RELATIONSHIP: CONTRACTOR APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SEMINARS EDUCATING GOVERNMENT EMPLOYESS ON THEIR EMPLOYMENT AND RETIREMENT BENEFITS; 3) NAME OF OTHER BUSINESS: BETHLEHEM CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1108 KITE HOLLOW RD, STANLEY, VA 22851; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: DEACON; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH VARIOUS MATTERS FOR THE CHURCH AND CONGREGATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-11
  • S66 Uniform Combined State Law Examination
    2017-10-11

View on SEC IAPD

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