John Daniel O'KEeffe

Current Employers

Employment History

• 06/2016 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2019 → 10/2020
  Raymond James Financial Services, Inc
  Fairfield, NJ
• 01/2019 → 10/2020
  Raymond James Financial Services Advisors, Inc
  Fairfield, NJ
• 01/2019 → Present
  O'KEeffe Financial Parnters
  Fairfield, NJ
• 04/2019 → Present
  Capitas Financial, Llc
  Fairfield, NJ
• 10/2020 → Present
  Kestra Investment Services, Llc
  Fairfield, NJ
• 10/2020 → Present
  Kestra Advisory Services, Llc
  Fairfield, NJ

Previous Registrations

• 2019-01-03 → 2020-10-15
  Raymond James Financial Services Advisors, Inc
  Fairfield, NJ
• 2016-10-13 → 2018-12-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

Name: O'Keeffe Financial Partners, LLC Investment Related: Yes Address: 100 Passaic Ave Fairfield NJ 07004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Financial Advisor Start Date: 1/1/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client service, relationship management, financial planning, investment advisory Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg. 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 10/13/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory and Financial Planning Name: FAANO FAMILY CO. POSITION: Owner/Operator NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 8 SCRIBNER PL, WAYNE NJ 07470, United States DESCRIPTION: The sole owner/operator and sole member of the company provides consulting services, as needed, to private companies and individuals which service Military, Law Enforcement & Emergency Service Providers. The owner is a former Marine Officer and maintains value-add expertise, relationships & knowledge in certain components of this industry. This will include communications with individuals related to these businesses and case-by-case needs-based assessment and servicing. All business is conducted outside of market hours. This business does not provide services to any clients of Kestra. Name: CAPITAS FINANCIAL LLC POSITION: Independent Contractor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2023 ADDRESS: 135 Route 202/206, Bedminster NJ 07921, United States DESCRIPTION: Independent contractor for Life Insurance Name: BIG NOSE & COMPANY LLC POSITION: Owner/operator NATURE: Entertainment, Comedy, Snack & Soft Drink Vending INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2022 ADDRESS: 8 Scribner Pl, Wayne NJ 07470, United States DESCRIPTION: I buy and place the machines. I buy snack and beverage inventory for the machines as well as maintain the machines. The business also provides entertainment including stand-up comedy performances and podcast appearances by the owner. These performances and appearances are non-investment or finance related. This is an activity that will only be carried out on nights and weekends (outside of market hours) and will only require 2-4 hours of work per week. Name: FIRST FINANCIAL RESOURCES POSITION: Independent contractor for life insurance NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 08/03/2026 ADDRESS: 100 Spectrum Center Dr., Ste. 400, Irvine CA 92618, United States DESCRIPTION: Independent contractor for life insurance

Exams

• S66 Uniform Combined State Law Examination
  2016-10-12

Other Names

• John D Okeeffe
• John D O'KEeffe