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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-30
  • MA RA
    APPROVED
    Since 2023-06-30

Branch Locations

135 Seaport Blvd, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2019 06/2023
Proficio Caoital Partners, Llc Newton MA 07/2018 08/2018
Examity Natick MA 06/2018 07/2018
University Of Hartford West Hartford CT 09/2017 05/2018
Sx Industries Stoughton MA 05/2017 08/2017
University Of Hartford West Hartford CT 09/2016 05/2017
Ubs Rockland MA 06/2016 09/2016
University Of Hartford West Hartford CT 09/2018 06/2019
Bank Of America, N.A. Boston MA 09/2019 06/2023
Lpl Financial Llc Boston MA 06/2023 Present
  • 07/2019 → 06/2023
    Boston, MA
  • 07/2018 → 08/2018
    Proficio Caoital Partners, Llc
    Newton, MA
  • 06/2018 → 07/2018
    Examity
    Natick, MA
  • 09/2017 → 05/2018
    University Of Hartford
    West Hartford, CT
  • 05/2017 → 08/2017
    Sx Industries
    Stoughton, MA
  • 09/2016 → 05/2017
    University Of Hartford
    West Hartford, CT
  • 06/2016 → 09/2016
    Ubs
    Rockland, MA
  • 09/2018 → 06/2019
    University Of Hartford
    West Hartford, CT
  • 09/2019 → 06/2023
    Bank Of America, N.A.
    Boston, MA
  • 06/2023 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-04
  • S66 Uniform Combined State Law Examination
    2019-12-04
Other Names
  • Jacob Hunter Fink

View on SEC IAPD

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