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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-08-14
TX RA APPROVED 2024-08-14
  • KY RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED
    Since 2024-08-14

Branch Locations

Lexington, KY • United States

489 East Main, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 06/2018 04/2019
Centre College Danville KY 09/2014 05/2018
Northwestern Mutual Atlanta GA 06/2016 08/2017
Bank Of America, N.A. Atlanta GA 08/2018 04/2019
Morgan Stanley Lexington KY 05/2019 08/2024
Morgan Stanley Private Bank, N.A New York NY 05/2019 08/2024
Raymond James & Associates Lexington KY 08/2024 Present
Morgan Stanley Private Bank, N.A New York NY 05/2019 Present
  • 06/2018 → 04/2019
    Atlanta, GA
  • 09/2014 → 05/2018
    Centre College
    Danville, KY
  • 06/2016 → 08/2017
    Northwestern Mutual
    Atlanta, GA
  • 08/2018 → 04/2019
    Bank Of America, N.A.
    Atlanta, GA
  • 05/2019 → 08/2024
    Lexington, KY
  • 05/2019 → 08/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2024 → Present
    Raymond James & Associates
    Lexington, KY
  • 05/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-19
  • S66 Uniform Combined State Law Examination
    2018-10-19
Other Names
  • William D Maguire
  • William Maguire

View on SEC IAPD

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