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Nicole Britina Badovinac

Cetera Investment Advisers LLC

Walnut Creek, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
CA RA APPROVED 2021-02-17
  • TX RA
    APPROVED
    Since 2022-04-20
  • CA RA
    APPROVED
    Since 2021-02-17

Branch Locations

1600 South Main Street, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Walnut Creek CA 05/2016 01/2017
Foresters Financial Services Walnut Creek CA 01/2017 06/2019
Nicks Lounge Berkeley CA 02/2017 02/2017
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Walnut Creek CA 02/2021 Present
  • 05/2016 → 01/2017
    Foresters Financial
    Walnut Creek, CA
  • 01/2017 → 06/2019
    Foresters Financial Services
    Walnut Creek, CA
  • 02/2017 → 02/2017
    Nicks Lounge
    Berkeley, CA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2021 → Present
    Cetera Investment Advisers Llc
    Walnut Creek, CA
Other Businesses

1) SHOPPER AND DELIVER PERSON FOR SHIPT; 15 HOURS PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-16
S63 Uniform Securities Agent State Law Examination 2016-07-28
  • S65 Uniform Investment Adviser Law Examination
    2021-02-16
  • S63 Uniform Securities Agent State Law Examination
    2016-07-28

View on SEC IAPD

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Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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