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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-01-10
  • OH RA
    APPROVED
    Since 2012-01-10

Branch Locations

Shaker Heights, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc Pepper Pike OH 01/2012 Present
Prudential Investment Management Services Llc Pepper Pike OH 01/2012 Present
Pgim Investments,Llc Pepper Pike OH 01/2012 Present
  • 01/2012 → Present
    Pgim Investments,Llc
    Pepper Pike, OH
  • 01/2012 → Present
    Prudential Investment Management Services Llc
    Pepper Pike, OH
  • 01/2012 → Present
    Pgim Investments,Llc
    Pepper Pike, OH
Previous Registrations
Other Businesses

RED SHIRT PARTNERS LLC POSITION: Managing Partner NATURE: periodic investments in pre approved private placements INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: 2879 Concord Rd, Pepper Pike OH 44124, United States DESCRIPTION: This is an LLC with my friend Tyler Duke. We are each 50% owners. The LLC looks to may investments in select private placements after the have been approved by our respective firms. CLEVELAND BUNKER, LLC POSITION: Member NATURE: Golf Simulator and Fitness Gymnasium INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2023 ADDRESS: 23800 Commerce Park, Ste E, Beachwood OH 44122, United States DESCRIPTION: as a 25% member of this llc with 3 other guys, we would maintain the facility, including simulator and gym equipment. initially this is a non-revenue producing LLC. should that change, i will update this OBA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2006-08-11
Other Names
  • Jonathan Koss
  • Jonathan T Koss

View on SEC IAPD

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