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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-25 |
| CA | RA | APPROVED | 2016-12-13 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aristotle Capital Management, Llc | Los Angeles | CA | 07/2014 | 05/2021 |
| Imst Distributors, Llc | Los Angeles | CA | 06/2016 | 05/2021 |
| Imst Distributors, Llc | Austin | TX | 05/2021 | 10/2023 |
| Aristotle Capital Management, Llc | Austin | TX | 05/2021 | Present |
| Foreside Financial Services, Llc | Austin | TX | 10/2023 | Present |
Aristotle Capital Management, LLC, Investment Related, Austin, TX, Business Systems Analyst, began 07/2014, 200 hours per month, 150 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-04 |
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