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Patrick Lawrence Toohers

Northwestern Mutual Investment Services, LLC

Richmond, VA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-14
  • VA RA
    APPROVED
    Since 2023-09-14

Branch Locations

3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Don Creech Richmond VA 08/2023 09/2023
Raymond James Richmond VA 04/2021 08/2023
Hermitage Wealth Management Richmond VA 01/2020 04/2021
Adp Florham Park NJ 06/2016 12/2019
Northwestern Mutual Investment Services Llc Richmond VA 09/2023 Present
Don Creech Richmond VA 09/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 Present
  • 08/2023 → 09/2023
    Don Creech
    Richmond, VA
  • 04/2021 → 08/2023
    Raymond James
    Richmond, VA
  • 01/2020 → 04/2021
    Hermitage Wealth Management
    Richmond, VA
  • 06/2016 → 12/2019
    Adp
    Florham Park, NJ
  • 09/2023 → Present
    Northwestern Mutual Investment Services Llc
    Richmond, VA
  • 09/2023 → Present
    Don Creech
    Richmond, VA
  • 09/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2016-08-01
  • S65 Uniform Investment Adviser Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2016-08-01
Other Names
  • Patrick Toohers
  • Pat Lawrence Toohers

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

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