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Horace Green

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-07
GA RA APPROVED 2020-10-05
  • TX RA
    APPROVED_RES
    Since 2021-10-07
  • GA RA
    APPROVED
    Since 2020-10-05

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Green Group Llc Atlanta GA 02/2018 03/2019
Edward Jones Atlanta GA 05/2016 01/2018
Nylife Securities Llc Macon GA 05/2019 03/2020
New York Life Insurance Company Macon GA 03/2019 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 03/2020 Present
Bank Of America, N.A. Atlanta GA 06/2020 Present
  • 02/2018 → 03/2019
    The Green Group Llc
    Atlanta, GA
  • 05/2016 → 01/2018
    Edward Jones
    Atlanta, GA
  • 05/2019 → 03/2020
    Nylife Securities Llc
    Macon, GA
  • 03/2019 → 03/2020
    New York Life Insurance Company
    Macon, GA
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
  • 06/2020 → Present
    Bank Of America, N.A.
    Atlanta, GA
Previous Registrations
  • 2016-12-02 → 2018-01-31
    Edward Jones
    Atlanta, GA
    St Louis, MO
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-03
  • S66 Uniform Combined State Law Examination
    2020-10-03
Other Names
  • Horace Green
  • Horace O Green
  • Horace O Green

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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