Taylor G Swanson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2018-10-22
PA	RA	APPROVED	2018-10-15

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2018-10-22
PA RA
APPROVED

Since 2018-10-15

Branch Locations

55 Southwestern Dr, Jamestown, NY 14701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc.	Buffalo	NY	04/2016	10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jamestown	NY	10/2018	Present
Bank Of America, N.A.	Jamestown	NY	11/2018	Present

04/2016 → 10/2018

M&T Securities, Inc.

Buffalo, NY
10/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jamestown, NY
11/2018 → Present

Bank Of America, N.A.

Jamestown, NY

Previous Registrations

2016-04-18 → 2018-10-17

M&T Securities, Inc.

Cheektowaga, NY

Bemus Point, NY

Fredonia, NY

Silver Creek, NY

Mayville, NY

Williamsport, PA
2010-01-08 → 2016-04-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jamestown, NY

Other Businesses

Trail Revenue from: JOHN HANCOCK LTC policies sold over 6 years ago. The Shred Center Falconer NY - Passive Investment activity compensation reported through 1099

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-30
S63	Uniform Securities Agent State Law Examination	2005-06-14

S66 Uniform Combined State Law Examination

2009-12-30
S63 Uniform Securities Agent State Law Examination

2005-06-14

Other Names

Taylor Garrett Swanson
Taylor G Swanson
Taylor Swanson

View on SEC IAPD