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Roger Ojopi

Ubs Financial Services Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Coral Gables FL 11/2013 Present
Previous Registrations
  • 2005-12-06 → 2010-01-01
    Ubs International Inc.
    Coral Gables, FL
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-03
  • S66 Uniform Combined State Law Examination
    2005-12-03

View on SEC IAPD

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