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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-13
CA RA APPROVED 2025-07-14
  • TX RA
    APPROVED
    Since 2025-10-13
  • CA RA
    APPROVED
    Since 2025-07-14

Branch Locations

Oakland, CA • United States

345 California Street, San Francisco, CA 94104-2642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 05/2016 02/2022
Rbc Capital Markets, Llc San Francisco CA 01/2025 Present
Hall Capital Partners Llc San Francisco CA 02/2022 11/2024
  • 05/2016 → 02/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Modesto, CA
  • 01/2025 → Present
    San Francisco, CA
  • 02/2022 → 11/2024
    Hall Capital Partners Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-14
  • S66 Uniform Combined State Law Examination
    2025-07-14

View on SEC IAPD

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