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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-12 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
520 Newport Center Dr, Suite 300, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Newport Beach | CA | 05/2016 | 05/2022 |
| Charles Schwab Bank | Newport Beach | CA | 11/2017 | 05/2022 |
| Hightower | Chicago | IL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-03 |
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