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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-02-04 |
Branch Locations
1505 Corporate Woods Pkwy #600, Uniontown, OH 44685 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors, Llc | Kentwood | MI | 05/2016 | 12/2018 |
| The Assurance Group | Uniontown | OH | 03/2013 | Present |
| Alphastar Capital Management, Llc | Cornelius | NC | 01/2019 | 01/2025 |
| Integrity Advisory Solutions | Uniontown | OH | 01/2025 | Present |
1. The Assurance Group ; Investment Related; 1505 Corporate Woods Parkway Suite 600 Uniontown, OH 44685; Fixed Insurance Sales; Regional Vice President; 04/01/2023; 160 Hours per month; 160 Hours during securities trading hours; Manage office of insurance agents, sell fixed life insurance and annuities, Medicare, Indemnity and STC plans. 2. Knotts Financial Solutions, LLC; Investment Related; 1505 Corporate Woods Parkway Suite 600 Uniontown, OH 44685; DBA for securities business; IAR/Owner; 01/01/2019; 0 hours per month; 0 hours during securities trading hours; DBA for securities business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-18 |
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