Justine Frantz

Equitable Advisors, LLC

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Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-11-29
PA	RA	APPROVED	2019-01-02

TX RA
APPROVED_RES

Since 2023-11-29
PA RA
APPROVED

Since 2019-01-02

Branch Locations

81 Highland Ave Suite 200, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, Na	Boston	MA	06/2015	11/2018
Santander Securities, Llc	Dorchester	MA	05/2016	11/2018
Axa Advisors, Llc	Ney York	NY	11/2018	06/2020
Equitable Advisors, Llc	New York	NY	11/2018	Present

06/2015 → 11/2018

Santander Bank, Na

Boston, MA
05/2016 → 11/2018

Santander Securities, Llc

Dorchester, MA
11/2018 → 06/2020

Axa Advisors, Llc

Ney York, NY
11/2018 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

OBA using different email other than equitable.com, now using justine.frantz@ocklandwealth.com, effective 2/5/24

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-27
S63	Uniform Securities Agent State Law Examination	2016-06-24

S65 Uniform Investment Adviser Law Examination

2018-12-27
S63 Uniform Securities Agent State Law Examination

2016-06-24

Other Names

Justine A Frantz
Justine Frantz
Justine Frantz
Justine Ashley Frantz

View on SEC IAPD

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