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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

4410 Westheimer Rd Ste B-100, Houston, TX 77027-4837 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc New York NY 05/2016 01/2017
Fidelity Brokerage Services Llc The Woodlands TX 07/2017 Present
Unemployed Houston TX 01/2017 07/2017
Fidelity Investments Boston MA 03/2025 Present
  • 05/2016 → 01/2017
    Maxim Group Llc
    New York, NY
  • 07/2017 → Present
    Fidelity Brokerage Services Llc
    The Woodlands, TX
  • 01/2017 → 07/2017
    Unemployed
    Houston, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-01-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-29
S63 Uniform Securities Agent State Law Examination 2018-01-26
  • S66 Uniform Combined State Law Examination
    2020-01-29
  • S63 Uniform Securities Agent State Law Examination
    2018-01-26
Other Names
  • Ben Rickhuss
  • Ben Richard Rickhuss

View on SEC IAPD

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