John W. W Grannis

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-03-11
FL	RA	APPROVED	2011-01-24

TX RA
APPROVED_RES

Since 2011-03-11
FL RA
APPROVED

Since 2011-01-24

Branch Locations

St Augustine, FL • United States

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Ponte Vedra	FL	01/2011	Present

01/2011 → Present

Ubs Financial Services Inc

Ponte Vedra, FL

Previous Registrations

2009-06-01 → 2011-02-15

Morgan Stanley

Ponte Vedra Beach, FL
2005-02-01 → 2009-06-01

Citigroup Global Markets Inc.

Ponte Vedra Beach, FL

Ponte Vedra Beach, FL

Other Businesses

St Augustine Yacht Club / 442 Ocean Vista Ave St Augustine,FL 32080 / Other/ Sport & Leisure Facilities / Sailing and Boating / Officer / / Fleet Captain / Start Date 1/1/2016/501(c)7 / 2) St Augustine Yacht Club Sailing Center/Address: 442 Ocean Vista AveSt AugustineFL/Nature of Business: Sailing and Boating/Position:Member of Board of directors/Duties: ensure sailing programs meet safety standards, communicate with the St Augustine Yacht Club, board functions, long term planning, sustainability, etc/Start Date: 1/1/2023.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-01-26
S65	Uniform Investment Adviser Law Examination	2005-01-26

S63 Uniform Securities Agent State Law Examination

2005-01-26
S65 Uniform Investment Adviser Law Examination

2005-01-26

Other Names

John W Grannis

View on SEC IAPD