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Heather Lynn Hampshire

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Pennington, NJ

Wylie, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-30
  • TX RA
    APPROVED
    Since 2018-04-30

Branch Locations

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Wylie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-28
  • S66 Uniform Combined State Law Examination
    2018-04-28
Other Names
  • Heather Hampshire

View on SEC IAPD

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