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1925 Palomar Oaks Way #107, Carlsbad, CA 92008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-08 |
Branch Locations
1917 Palomar Oaks Way Ste 130, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Carlsbad | CA | 06/2016 | 01/2019 |
| Securities America, Inc. | Carlsbad | CA | 01/2019 | 06/2024 |
| Financial Focus Llc | Carlsbad | CA | 01/2019 | Present |
| Osaic Wealth, Inc. | Carlsbad | CA | 06/2024 | Present |
| Jay Hovis, Sole Proprietor | Carlsbad | CA | 06/2015 | Present |
1. Name: Jay Hovis Position: Sales - Nature: Insurance Sales - Investment Related: No - Hours: 10 Securities Trading Hours: 5 - Start Date: 06/30/2015 Address: 1917 Palomar OaksWay, Suite 130, Carlsbad CA 92008, United States 2. Name: Financial Focus LLC / DBA Position: Financial Planner - Nature: Investment Advisor Representative at Financial Focus LLC -Investment Related: Yes - Hours: 80 - Securities Trading Hours: 40 - Start Date: 01/02/2019 - Address: 1917 Palomar Oaks Way, Suite 130, Carlsbad CA 92008, United States 3. Name: Osaic Wealth, Inc.; Yes; Carlsbad, CA; Broker Dealer; Registered Representative; 06/2024; 80/ HRS MO; 80/ HRS MO 4. THE CROSSINGS AT CARLSBAD GOLF CLUB POSITION: Chairman of Handicap NATURE: I serve on the board as the chairman of the handicap committee for a local golf club INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2026 ADDRESS: 5800 The Crossings Dr, Carlsbad CA 92008, United States DESCRIPTION: Meet with the board monthly and help set up golf events. 5. HOVIS WEALTH MANAGEMENT INC. POSITION: Owner NATURE: It is an S-Corp established for the purpose of ownership of my outside RIA business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2026 ADDRESS: 5841 Jeffries Ranch Road, Oceanside CA 92057, United States DESCRIPTION: I pay some bills Through the S-Corp and payments are received for my advisory revenue.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-05 |
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