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Jay William Hovis

Financial Focus LLC

Carlsbad, CA

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Current Employers
Financial Focus Llc

1925 Palomar Oaks Way #107, Carlsbad, CA 92008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-08
  • CA RA
    APPROVED
    Since 2019-01-08

Branch Locations

1917 Palomar Oaks Way Ste 130, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Carlsbad CA 06/2016 01/2019
Securities America, Inc. Carlsbad CA 01/2019 06/2024
Financial Focus Llc Carlsbad CA 01/2019 Present
Osaic Wealth, Inc. Carlsbad CA 06/2024 Present
Jay Hovis, Sole Proprietor Carlsbad CA 06/2015 Present
  • 06/2016 → 01/2019
    Sagepoint Financial, Inc.
    Carlsbad, CA
  • 01/2019 → 06/2024
    Securities America, Inc.
    Carlsbad, CA
  • 01/2019 → Present
    Carlsbad, CA
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Carlsbad, CA
  • 06/2015 → Present
    Jay Hovis, Sole Proprietor
    Carlsbad, CA
Previous Registrations
  • 2016-07-05 → 2019-01-11
    Osaic Services, Inc.
    Carlsbad, CA
Other Businesses

1. Name: Jay Hovis Position: Sales - Nature: Insurance Sales - Investment Related: No - Hours: 10 Securities Trading Hours: 5 - Start Date: 06/30/2015 Address: 1917 Palomar OaksWay, Suite 130, Carlsbad CA 92008, United States 2. Name: Financial Focus LLC / DBA Position: Financial Planner - Nature: Investment Advisor Representative at Financial Focus LLC -Investment Related: Yes - Hours: 80 - Securities Trading Hours: 40 - Start Date: 01/02/2019 - Address: 1917 Palomar Oaks Way, Suite 130, Carlsbad CA 92008, United States 3. Name: Osaic Wealth, Inc.; Yes; Carlsbad, CA; Broker Dealer; Registered Representative; 06/2024; 80/ HRS MO; 80/ HRS MO 4. THE CROSSINGS AT CARLSBAD GOLF CLUB POSITION: Chairman of Handicap NATURE: I serve on the board as the chairman of the handicap committee for a local golf club INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2026 ADDRESS: 5800 The Crossings Dr, Carlsbad CA 92008, United States DESCRIPTION: Meet with the board monthly and help set up golf events. 5. HOVIS WEALTH MANAGEMENT INC. POSITION: Owner NATURE: It is an S-Corp established for the purpose of ownership of my outside RIA business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2026 ADDRESS: 5841 Jeffries Ranch Road, Oceanside CA 92057, United States DESCRIPTION: I pay some bills Through the S-Corp and payments are received for my advisory revenue.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-05
  • S66 Uniform Combined State Law Examination
    2016-07-05
Designations

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