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401 West Superior Street Suite 001, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-02-03 |
Branch Locations
401 West Superior Street Suite 001, Chicago, IL 60654 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iht Wealth Management | Chicago | IL | 05/2024 | 01/2025 |
| Unemployed | Chicago | IL | 07/2023 | 05/2024 |
| M1 Finance | Chicago | IL | 04/2021 | 07/2023 |
| Unemployed | Chicago | IL | 10/2020 | 04/2021 |
| Carnocycle Logistics | Chicago | IL | 06/2020 | 10/2020 |
| Unemployed | Chicago | IL | 05/2020 | 06/2020 |
| Cbre | New York City | NY | 03/2020 | 06/2020 |
| Unemployed | Chicago | IL | 01/2020 | 02/2020 |
| Topbloc | Chicago | IL | 11/2019 | 12/2019 |
| Sls Capital Advisors | Northbrook | IL | 10/2019 | 11/2019 |
| Unemployed | Oak Lawn | IL | 05/2019 | 10/2019 |
| Student | Champaign | IL | 08/2017 | 05/2019 |
| University Of Illinois At Urbana Champaign | Champaign | IL | 01/2019 | 04/2019 |
| World Business Chicago | Chicago | IL | 05/2018 | 08/2018 |
| Unemployed | Chicago | IL | 01/2025 | 06/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2016 | 06/2017 |
| Matthew J Thompson | Lombard | IL | 05/2025 | 06/2025 |
| Lpl Financial Llc | Chicago | IL | 06/2024 | 01/2025 |
| Matthew Thompson | Lombard | IL | 06/2025 | 12/2025 |
| Northwestern Mutual Investment Services Llc | Lombard | IL | 06/2025 | 12/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2025 | 12/2025 |
| Kai Wealth Llc | Chicago | IL | 02/2026 | Present |
| Kai Volatility Advisors Llc | Chicago | IL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-01 |
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